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Pepperstone Group Limited

Level 16, Tower One, 727 Collins Street, Melbourne VIC 3008 AUSTRALIA

Regulator: ASIC (Australian Securities & Investments Commission)

Leverage restrictions*: 30:1
Client money protection: Yes. Client money must be held in segregated bank accounts.
Mandatory 50% margin close out rule: Yes.
Negative Balance Protection: Yes, for retail clients
Complaints authority: Australian Financial Complaints Authority
Compensation Scheme: No

Pepperstone Markets Limited

pepperstone.com/en/

Sea Sky Lane, B201 Sandyport, Nassau, New Providence, The Bahamas

Regulator: SCB (Securities Commission of The Bahamas)

Leverage restrictions*: 500:1
Client money protection: Yes. Client money must be held in segregated bank accounts.
Mandatory 50% margin close out rule: No. Please refer to the Order Execution Policy for margin close-out rules.
Negative Balance Protection: No
Complaints authority: Securities Commission of Bahamas
Compensation Scheme: No

Pepperstone EU Limited

pepperstone.com/en-eu/

363, 28th October Avenue 3107, Limassol, CYPRUS

Regulator: CySEC (Cyprus Securities and Exchange Commission)

Leverage restrictions*: 30:1
Client money protection: Yes. Client funds must be kept in separate bank accounts.
Mandatory 50% margin close out rule: Yes.
Negative Balance Protection: Yes, for retail clients
Complaints authority: The Financial Ombudsman of the Republic of Cyprus
Compensation Scheme: Yes, Investor Compensation Fund (ICF), up to €20,000 per eligible investor

Pepperstone Financial Services (DIFC) Limited

pepperstone.com/en-ae/

Al Fattan Currency House, Tower 2, Level 15 - Office 1502A, DIFC Dubai, United Arab Emirates

Regulator: DFSA (Dubai Financial Services Authority)

Leverage restrictions*: 30:1
Client money protection: Yes. money held by related entity, Pepperstone Group Limited in a segregated bank account.
Mandatory 50% margin close out rule: Yes.
Negative Balance Protection: Yes, for retail clients
Complaints authority: Dubai Financial Services Authority
Compensation Scheme: No

Pepperstone GmbH

pepperstone.com/de-de/

Neubrückstrasse 1, 40213 Düsseldorf

Regulator: BaFin (Federal Financial Supervisory Authority)

Leverage restrictions*: 30:1
Client money protection: Yes, client funds must be held in separate bank accounts with our trustee bank Barclays.
Mandatory 50% margin close out rule: Yes
Negative Balance Protection: Yes
Complaints authority: EU Online Dispute Resolution Portal of the European Commission
Compensation Scheme: Deposit insurance of German banks (EdW); The amount of the compensation claim is limited to 90% of your claim, but not more than 20,000 EUR. This upper limit refers to your total claim against the securities trading company. It is therefore independent of the number of your accounts.

Pepperstone Markets Kenya Limited

pepperstone.com/en-af/

The Oval Ring Road, Westlands, P.O Box 2905-00606, Nairobi, Kenya

Regulator: CMA (Capital Markets Authority)

Leverage restrictions*: 400:1
Client money protection: Yes. Client money must be held in segregated bank accounts.
Mandatory 50% margin close out rule: Yes
Negative Balance Protection: No
Complaints authority: Capital Markets Authority
Compensation Scheme: No

Pepperstone Limited

pepperstone.com/en-gb/

70 Gracechurch St, London EC3V 0XL, UNITED KINGDOM

Regulator: FCA (Financial Conduct Authority)

Leverage restrictions*: 30:1
Client money protection: Yes. Client money must be held in segregated bank accounts.
Mandatory 50% margin close out rule: Yes, for retail clients
Negative Balance Protection: Yes, for retail clients
Complaints authority: Financial Ombudsman Service
Compensation Scheme: Yes, Financial Services Compensation Scheme (up to GBP85,000 per eligible investor)

Important: You'll receive different regulatory protections depending on which Pepperstone business you trade with. Please note, the regulatory requirements below are for retail investors and different requirements can apply to wholesale investors. This information isn't intended for distribution to or use by any person in any country where that distribution or use would contravene local laws.