Trading with Pepperstone Group means dealing with a regulated and experienced broker who understands the markets and what traders want
Pepperstone Australia is licensed by the Australian Securities and Investments Commission (ASIC), Pepperstone UK is authorized and regulated by the UK Financial Conduct Authority (FCA), Pepperstone AE is authorized and regulated by the Dubai Financial Services (DFSA) Authority, and Pepperstone Markets is authorized and regulated by the Securities Commission of the Bahamas (SCB). Under these licenses, we're obliged to meet strict capital requirements while implementing and complying with stringent internal procedures that include: client money protection, risk management, anti-money laundering, conduct, training, accounting and audits.
This page sets out the different regulatory and financial protections that you'll get if you're a retail client and you open a trading account with our businesses.
Important: You'll receive different regulatory protections depending on which Pepperstone business you trade with. Please note, the regulatory requirements below are for retail investors and different requirements can apply to wholesale investors. This information isn't intended for distribution to or use by any person in any country where that distribution or use would contravene local laws.